Sinhalese Origin in Sri Lanka based on Medical Hematology: Nages Nagaratnam’s 1989 paper | |||
Front
Note by Sachi Sri Kantha In
his autobiographical memoirs Surely You’re Joking Mr.Feynman;
Adventures of a Curious Character, iconoclast cum physicist Richard
Feynman told a humorous anecdote on the abuse of research. To paraphrase
this anecdote: In
the ancient Chinese kingdom, commoners were not permitted to see or
touch the Emperor. But the Pooh-Bahs had a need to know the length of
Emperor’s nose. To solve the problem, Pooh-Bahs went around the
country surveying the commoners asking about the length of Emperor’s
nose. Then they averaged the answers and arrived at the purported length
of Emperor’s nose. Undoubtedly a result appeared for record, which
satisfied the Pooh-Bahs - but the accuracy of which left much to be
desired, with the existing prohibition on touching the Emperor. Currently
circulated evidence on the origin of Sinhalese in Sri Lanka had faced a
similar dilemma of measuring the Emperor’s nose without touching him.
Scholars (full-fledged as well as half-baked) have described the origin
of Sinhalese from Mahavamsa mythology, epigraphical evidences,
travelogues told by foreigners who visited the island, folk history,
extant Sinhalese literature and what not. However, all these results are
akin to the method adopted by the Chinese Poo Bahs of measuring the
Emperor’s nose without touching it. The
Sri Lankan equivalent of the Emperor’s nose is the origin of
contemporary Sinhalese themselves. Until recently, researchers had
ignored directly studying the genetic frame of Sinhalese individuals -
looking for markers which can tell the route of migration of their
ancestors. The reason is obvious; none of the historians, archeologists,
literati and diplomats-turned quasi-genealogists in Sri Lanka have never
had formal professional training in bio-medical research and could
distinguish neither leukocytes from erythrocytes nor magnesium and
manganese. Full-fledged practitioners of medical anthropology as a
discipline in Sri Lanka hardly existed, even when I was learning my
first steps in scientific research in the late 1970s. The situation has
not changed even now, after 25 years. This
background is needed to evaluate the significance of Dr.Nages
Nagaratnam’s thought-provoking review which appeared in the Hemoglobin
journal in 1989. It was entitled, ‘Hemoglobinopathies in Sri
Lanka and their anthropological implications’.
Dr.Nagaratnam, currently residing in Australia, served as a consultant
physician at the Colombo General Hospital and is a recognized medical
researcher for over the past 35 years. His peer-reviewed scientific
publications, as indexed in the U.S. National Library of Medicine
database, exceeds 80. Thus, unlike a marked proportion of Sri Lankans
who express their half-baked views on the Sinhalese heritage,
Dr.Nagaratnam has international scientific credibility. Dr.Nagaratnam
sent me a reprint of his 1989 paper, after reading my critical review of
Mudaliyar Rasanayagam’s book Ancient Jaffna, which first
appeared in the Tamil Times (April 1990, pp.19-21). And he had
granted permission for me to place his review in the web. This
review paper is medically-oriented; those who are unfamiliar with the
medical terms can rush through the clinical descriptions and read the
section ‘Anthropological implications’ for benefit. However, for
those interested in learning some interesting medical findings on Sri
Lankans, I would suggest the clinical descriptions need not be rushed,
if few basic details on hemoglobin are grasped. Hemoglobin
(commonly abbreviated as Hb), the theme of Dr.Nagaratnam’s review, is
the iron-containing blood protein found in the red blood corpuscles
which circulate in the blood. Its main function is to transport oxygen
from the lungs to the body tissues; in addition, it also transports some
waste carbon dioxide from the body tissues to the lungs.
Hemoglobinopathy
is a genetic defect which leads to abnormal structure of hemoglobin in
the blood. Thalassemia, about which reference is made in the
review, is an inherited cause of hypochromic anemia known to be due to
deficient synthesis of hemoglobin. So as not to distort the relevance, I
provide the complete text of Dr.Nagaratnam’s paper and had added my
postscript at the end. Hemoglobinopathies
in Sri Lanka and their anthropological implications by
N.Nagaratnam Blacktown
Hospital, Blacktown, N.S.W. 2148, Australia. [source:
Hemoglobin, 1989; vol.13, no.2, pp.201-211] Origins
of the Population of Sri Lanka (Ceylon): The Mahavamsa (a Sinhalese historical chronicle) mentions
the Nagas and the Yakkas as the original inhabitants of Sri Lanka. The
Nagas as a civilized group were found throughout India and form a branch
of a prehistoric, probably Dravidian race, which colonized South India
and the northern and western parts of Sri Lanka. The Yakkas were an
earlier group than the Nagas and the modern representatives are the
Veddahs. Sri Lanka now has a mixed population of Veddahs, Sinhalese,
Tamils, Moors, Burghers of Dutch and Portuguese descent, and minor
groups of tribal stock. The Veddahs came from India in 6,000 – 3,000
B.C., now numbering a few hundred, live in scattered communities in the
North Central, Uva and Eastern Provinces. The Sinhalese and Tamils trace
their ancestry to India, and the Moors to Arabia and India. Needless to
say, there has been intermarriage between the various communities. The
Sinhalese probably came from India in about 500 B.C. The Tamils came to
Sri Lanka about the time of the Dravidians in South India, in the 3rd
and 4th centuries B.C. or earlier1, and settled in
the present Northern and Eastern Provinces, but at intervals held sway
in the southern part of Sri Lanka2. Another Tamil population,
of more recent introduction, are the descendants of laborers brought
from South India by the British to work in the tea plantations in
Central Sri Lanka. Arab shipping and merchants were established at the
port of Colombo as early as the 10th century A.D.3
There is a band of Kaffirs in the East Coast who bear witness to the
entry of mercenaries from Mozambique with the Portuguese. There are also
descendants of the Malays who were once employed by the Dutch. Inherited
traits, phenotypes and gene frequencies are useful in the study of the
migration of human populations and of gene flow among human groups. In
Sri Lanka, genetic information is meager, though several studies have
been made of the human blood group, isoenzyme systems, hemoglobins (Hbs),
and some other genetic characteristics. The closeness of India explains
why the majority of Sri Lankans are of Indian origin and their gene
frequencies for some characteristics are very similar to certain Indian
populations. Dronamraju4 postulated a relationship between
the ancestral populations of Sri Lanka and of northeast India on the
basis of a higher frequency of hairy pinnae among Sinhalese and
Bengalese. Important
and most readily available genetic determinants are associated with the
blood groups. Roberts et al.5, in
study of the ABO and MNS blood groups, found the Tamils were
homogeneous, the Sinhalese heterozygous, and the two groups to be
distinct. As suggested earlier by Kirk et al.6, they felt
that some Sinhalese have attained an intermediate genetic composition by
intermixture with the Tamils. Papiha7
drew attention to the similarity of the frequency of genes in the
haptoglobin system in Sinhalese and Punjabis, and suggested that this
indicated a closer similarity of the Sinhalese with North Indian
populations. Kirk8 compared the information available on the
frequencies of genes in the ABO, MN, Rh red cell antigen systems, and in
the haptoglobin, transferrin and red cell enzyme systems of the
Sinhalese and five Indian groups. He concluded that the modern Sinhalese
population is closer to the Tamils and Keralites of South India and the
upper caste groups of Bengal, than they are to populations in the
Gujerat or the Punjab. Abeyaratne
et al.9 found a high frequency of the G6PD deficiency gene [Note
by Sri Kantha: G6PD refers to Glucose 6 phosphate dehydrogenase –
an enzyme] in the North Central Province of Sri Lanka. The frequency was
higher in the ancient villages (7.0 – 29.0%) than in the recently
colonized areas (3.5 – 3.7%), with significantly higher frequency
among the Sinhalese (5.2%) and Ceylon Moors (5.0%), as compared to the
Tamils (0%). Nagaratnam et al.10 found a frequency of 1.06%
among the Sinhalese in the Kegalle district. Hemoglobinopathies: The different ethnic
groups vary in the incidence of abnormal Hbs and thalassemia. Most of
the available information is based on case reports and family studies.
Such surveys as have been made probably give truer population estimates
of the various disorders. HbE, first described by Graff et al.11,
is common in the Veddahs. According to Lehmann12, HbE has a
variable frequency between 4 to 10%. It is also found in the Sinhalese13,14.
Blackwell et al.15, in a survey of 19,000 blood samples from
all common ethnic groups
(except the Veddahs) in west Ceylon (in and around the city of Colombo),
found HbE in Sinhalese, Tamils, Muslims and Malays. In an earlier study
of 2,060 individuals in Colombo, Wickremasinghe and Ponnusamy16
found only normal adult Hb. Thambipillai et al.17 in a study
of 1,338 Tamil children in north Ceylon found eight with abnormal Hbs
(0.6%), three of which had HbD and five HbE. Wickremasinghe
et al.18 reported HbS in unrelated families in a village in
the Eastern Province. In another village, approximately 50km away, de
Silva et al.19 studied three generations of a family in which
eight had sickle cell trait, five thalassemia trait, and one HbE trait.
The villages which these families came from were situated near an old
military fort which had Negro soldiers in the 16th century.
Nagaratnam et al.20 described a Sinhalese family from
Hambantota which had HbS-D disease. A survey of three villages in the
same area indicated an appreciable frequency (5%) of HbS21
although the Muslim group there gave normal results. HbD has been found
in the same localities (less than 1%) (21). On
several occasions b-thassemia
(thal) has been found in the Sinhalese 22,23,24 and once in a
Muslim25. HbE-b-thal has been found
in two Muslim families of Moorish descent13. Only two cases
of HbH disease have been reported, indicating that a-thal may be rare24.
The clinical, hematological and biochemical expression of db-thal in the heterozygous
and in the homozygous state were studied in a Tamil family of Indian
origin26. These data indicate that the most frequent
hemoglobinopathies are HbE, HbS and thalassemia. The Veddah populations
has a high frequency of HbE. Geographical
Distribution:
HbE and b-thal occur in the Central
Province, Uva, Kurunagala, and northern and eastern divisions of the
Matale district. HbS and HbD are found in the Hambantota district in
south Sri Lanka21 and in the Eastern Province19.
The occurrence of Hbs E, D, S and thalassemia seems to be confined to
the areas which have been endemic or hyperendemic for malaria for
several hundred years. Hb
Analysis: Blackwell et al.15,
in a study of 43 Hb variants with the electrophoretic mobility of HbE,
found all of them to have the structure b26(B8)Glu→Lys. Others have reported
HbE only on the basis of electrophoretic mobility. The HbD in Sri Lanka
is of the Punjab or Los Angeles type20. The HbF level in
sickle cell anemia was found to be 11%21, lower than that
found in the Arabs (18.9%)27,28 but higher than in the Negro.
In b-thalassemia major, HbF was usually 40-60% but occasionally as high
as 99%.HbA2 was elevated only in some cases. In one series
the most common was heterozygous high A2-b-thal29. In db-thal, HbF levels of 10.5-15.0% in
heterozygotes is similar to the Greeks (11.5%), while in Negroes it is
25.5%30. There is one report of a patient with an unstable Hb29. Clinical
Manifestations:
Carriers of the HbE trait have no clinical effects, and their blood
picture reveals little morphological abnormality other than a slight
hypochromia and a few target cells. No HbE homozygotes have been
described. Patients with the HbS trait are little affected. The
homozygous HbS state is usually associated with severe hemolytic
disease. However, a 25 year-old student who had 11% HbF 21
had a relatively benign course and an occasional ‘crisis’, somewhat
akin to the benign sickle cell disease of Arabs in which HbF amounts to
18.9%27,28. In HbD trait, the clinical state and the
hematology are normal. The homozygous state has not been described. The
patients with b-thalassemia
major were usually severely affected with jaundice and splenomegaly from
early childhood. In b-thalassemia
minor the clinical findings varied from severe anemia,similar to that of
the homozygous state, to normal clinical and hematological findings. The
two patients with HbH disease were severely affected24. db-thal in the carrier state
showed very slight hematological changes or none at all. The homozygous
state was associated with clinical severity akin to thalassemia
intermedia during childhood and with gradual improvement with increasing
age26. In HbE-b-thal the clinical picture
varies widely in severity and closely resembles thalassemia major14.
HbS-D disease was associated with jaundince and anemia20. Ngaratnam
et al.31 described a family with elliptocytosis, thalassemia,
and a variant D antigen in the Rh system. The basic anomalies in b-thal
and elliptocytosis are entirely different. The corresponding genes
appear to be non-allelic, and in the double heterozygous state they
produce no additional unfavorable effect31. Radiological
studies of 20 patients with congenital hemolytic anemias revealed that
only three of the 11 cases of b-thal
had bone changes32. These patients were severely affected as
their clinical, hematological and HbF levels indicated. This is contrary
to the experience of others33 who found the bone changes more
conspicuous in the less severe and milder forms of thalassemia major.
All six patients who had HbE-b-thal
showed similar changes and in two these were very extensive. In none of
them was the skull involved. As reported from Indonesia34 the
bone changes in thalassemia major are more pronounced in other parts of
the boy than in the skull. All our patients with HbE-b-thal showed bone changes, whereas in a series of 17 cases from
Thailand, only one showed changes and two others had suggestive findings35.
Radiological changes occur in early life and tend to regress as the
child grows. The propositus with HbS-D disease had aseptic necrosis of
his left hip joint 20. Anthropological
Implications:
Thalassemia has a widespread geographical distribution. It has been
postulated that a thalassemia gene originated in Central Asia36.
According to Flatz et al.37 HbE is characteristic of the
autochthonous (Mon-Khmer) population of Southeast Asia. A high incidence
of HbE (similar to that of heterozygous b-thal
has been recorded in Bengal38. HbE also has a high incidence
in West Malaysia where, among the primitive population, the Veddah have
a high frequency, as do the Senoi, the Mongoloid pygmoids of Malaysia,
linking the Veddah firmly with the proto-Malays in Southeast Asia39. The
sickle cell gene is found in parts of India, East and West Africa, the
West Indies, and among American Negroes. It is not confined to the
colored races as it has also been found in parts of Greece39.
The finding of sickling among the aboriginals of South India links them
with the Middle East. Sickling was first demonstrated in India among the
aboriginal tribes of the Nilgiri Hills in South India, and in varying
degrees among the Badagas, Irulas, and Tolas40, 41. It was
not found in the Dravidian populations (Tamils, Malayalees, Canarese and
Telugus) of the region. According to Chatterjea42 it is
extremely rare in the Bengalee but is particularly common in tribal
populations in different parts of the country. The studies by Graff et
al.11, based on blood grouping and Hb typing, indicate that
the Veddah are more closely related to the Tolas and the Kothas of South
India than the Vedoids of India. HbD
has a fairly wide distribution and has been reported from various parts
of the Indian subcontinet with a high incidence in East Punjab. It has
been reported in th Gujerati Indians domiciled in Uganda43
and in the Indians in Malaysia44. Factors
which may effect the genetic structure of a population include mating
patterns, mutation, migration and natural selection. It is likely that
migration and/or natural selection led to the observed allele
frequencies here. A particular beneficial aberrant gene generally occurs
as the only alternative to the normal gene product. Natural selection is
less likely to maintain two mutants of the gene in addition to the
normal, and only rarely supports two alleles at the same gene locus. The
presence of four variants at the b-globin chain locus in Sri
Lanka, namely Hbs E, D, S and b-thal,
is therefore unlikely to be a reflection of natural selection in single
breeding populations, and suggests that their presence is more likely to
be due to migrations into Sri Lanka of different groups who remained
isolated from each other in the genetic sense. Many
of the families studied revealed a high degree of consanguinity and
inbreeding. The juxtaposition of the communities increase the
probability of isolated cases of abnormal Hbs in different groups in
some areas and also the occurrence of uncommon combinations such as HbS-D. There
is historical evidence of several migratory movements to Sri Lanka. The
early tribes, Negroids and Australoids, were evidently the first to find
their way and were followed by the Mediterranean type. The most
conspicuous of the number of tribal groups found here is the Veddah; a
blend of Australoid and Mediterranean races45. According to
Raghavan46, the Negro character of the Veddah is steadily
diminishing. Long before the arrival of Vijaya, who led the band of
settlers, there were five recognized places of Siva worship in Sri Lanka47;
Pieris1 is of the opinion that the whole country had by then
been occupied by the Dravidian races. It is likely that when Sinhalese
history began, the early settlers (who, according to the Mahavamsa,
came from Vanga which is now identified as Bengal in Northeast India)
may have intermarried with the early Veddah inhabitants. Vijaya first
married one of the original inhabitants, later discarded her, and
married a princess from Madhura in South India. Another interpretation
of this legend is that Vijaya was born in Ladha, but the legend confuses
Ladha with Lata which is in Northwest India8. Paranavitana48
says that Vijaya came from a region in the north of the Malaysian
peninsula which is known as Lankasuka, and not from India. He also
states that certain Chinese authorities claim that Vijaya came from the
Malaysian peninsula. He based his information on the Parampara
pustaka (Book of Lineages), said to have been written in the reign
of Vikramabahu (1111-1132 A.D.) by Badra, a pupil of Sthavira, head of
the Sangha of Svarnapura, Sri Vijaya. Paranavitana48 further
suggests that the period between the demise of Parakrama Bahu I and the
accession of Parakrama II be known as the Malay period of Ceylon
history. Another historical document, Rajavamsa Pustakaya by Maha
Budharakhita, a monk who preached Buddhism in the Punjab and came to
Ceylon during the time of King Mahasena (275-303 A.D.), says that the
Sinhalese royal dynasty was founded by Sinhalu, the son of a merchant
named Purna from Punjab. Thus, according to this document, the early
settlers came from the Punjab. The
highest incidence of the HbS gene in this country is in the Hambantota
district in South Ceylon. The town, Hambantota by the sea is the eastern
end of the Southern Province. The first part of the word occurs in the
phrase ‘Hambankaraya’, the Moorish sailor from the sea coast
of India. A fair number of Moors live in this district, and in recent
years many Sinhalese have settled in that area. According to Raghavan 46,
Sir Alexander Johnstone refers to the tradition that the first
Mohamedans of Ceylon are descendants of Arabs of the house of Hashim,
who were driven from Arabia in the early part of the 8th
century by the tyranny of the Caliph, Abdul Malik ber Minour. Those who
came to Ceylon formed eight settlements, at Trincomalee, Jaffna, Mannar,
Mantota, Coodamalle, Puttalam, Colombo and Barbareen at point de Galle.
The presence of Hbs S, E and thalassemia in the inhabitants of nearby
Maldives has been reported49, and migratory movements can
explain the observed prevalence of abnormal Hbs in that country. Whether
migration or natural selection is the more important agent that led to
the observed allele frequency is not possible to say. The unifying
factor may be malaria. A number of b-mutant
chain variants appear to provide an unfavorable environment for the
parasite; carriers of HbS trait are more resistant to malaria.Wherever
HbE and thalassemia are quite frequent, the highest frequencies are
generally correlated with endemic malaria. This is so in Sri Lanka.
Livingstone50 has suggested that the duration of these
alleles can be correlated with the spread of agriculture. He attributed
this to the ‘slash and burn’ agriculture which provided the
enviornment for the mosquito to live. In Sri Lanka too, the highest
incidence of the abnormal Hbs are found in areas where agriculture of
this sort (‘chena cultivation’) has taken place. Conclusions: The different ethnic groups in Sri Lanka vary in the incidence of
abnormal Hbs. Historical evidence indicates several migratory movements
to Sri Lanka. Migration and natural selection are the most reasonable
explanation for the distribution of the aberrant Hbs in Sri Lanka.
Natural selection has made HbS and the thalassemias reach their highest
frequencies among the populations who live in malarial environments, and
the isolation and inbreeding has confined them to certain localities. It
is by the intermixture resulting from several migratory movements that
the Sinhalese nation arose, and the Sinhalese are a heterogeneous race. The
author was formerly consultant physician at the General Hospital in
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J. Hum. Genet. 18: 43, 1963. Post script by
Sachi Sri Kantha in 2003 Some additional comments on
the dubious quality of archeological research conducted by Senarat
Paranavitana (1896-1972), not included by Dr.Nagaratnam, is relevant to
note. Though Paranavitana is anointed with the accolade ‘Father figure
of Sri Lankan archeology’ in the gullible Colombo press, that he was
not without bias and blindsight in his research excavations and
interpretations have been recognized since mid 1960s in Sri Lanka.
In my opinion, Paranavitana
also had a blinding fetish – on demonstrating the Sinhalese origin
from Southeast Asia rather than India. Disregarding the geographical
proximity of the Indian landmass, and its convincing relevance to the
easy crossing of humans by catamarans [the English word itself was
derived from kattu+maram in Tamil, acknowledging the pioneering
marine navigational skills of Tamils] in ancient times, Paranavitana
wanted to demonstrate badly that the original Sinhalese had nothing with
India, especially the Tamil Nadu; thereby, he vainly tried to hide the
Dravidian (especially Tamil) connection - in culture, linguistics and
anthropology - which runs deep in Sinhalese. But, as one can put it,
Paranavitana couldn’t change the genetic composition of the Sinhalese
‘blood’ (literally). As Dr.Nagaratnam has analyzed the medical
evidence present in the hemoglobin of Sinhalese ‘blood’, it becomes
apparent how much the Sinhalese as ethnics had derived from the
Dravidian Tamils. Prof. Kingsley M. de Silva,
in an appendix to chapter 6 of his book, A History of Sri Lanka [C.Hurst
& Co, London, 1981, pp.77-78] has recorded that Paranavitana’s
theory of Malaysian origin of the Kalinga dynasty [in Ceylon] “has
been comprehensively demolished by a number of scholars”. According to
de Silva, those who have rebutted Paranavitana’s views include
historians and epigraphists - R.A.L.H.Gunawardene, K.Indrapala,
S.Kiribamune, S.Nilakanta Sastri and W.M.Sirisena. Whereas Nilakanta
Sastri and Indrapala are Tamils, Gunawardene, Kiribamune and Sirisena
are Sinhalese. Among these, Sirisena’s quoted 1971 criticism on
Paranavitana states, ‘Paranavitana has claimed
to have discovered some interlinear inscriptions the contents of which
confirm his theories. So far no epigraphist other than Paranavitana has
been able even to see any such interlinear writing.’ Then, Prof. K.M.de Silva
has inferred as follows: ‘These interlinear inscriptions may be
described as being at best a bizarre invention of a fertile but
declining imagination, at worst an unscrupulous hoax deliberately
devised to discomfit a set of persistent critics.’ Translated into simple
English, K.M.de Silva has called the scholarship of Paranavitana as
nothing but fraud. A repetitive condemnation by K.M. de Silva of Paranavitana
appears again (in page 577) with reference to the book A Concise
History of Ceylon [Colombo, 1961] authored by C.W.Nicholas and
S.Paranavitana. de Silva had noted, [this] ‘is a study of Ancient
Lanka. Its usefulness is vitiated by the authors’ proclivity for
fanciful theories on some aspects of the island’s history.’ April 25, 2003. |